Sacramento California Securities lawyers-attorneys
with experience and quality legal services in securities, stockbroker,
and shareholder matters
Clients
include individual investors, customers of stockbrokers, pension plans,
shareholders, and securities professionals.
The focus is to narrow:
(1) disputes involving fraud, other abuses, and practices in the securities
industry and in investments by pension plans,
(2) securities compliance and investigations, and
(3) advice and disputes involving corporate practices and abuses.
Securities Law
the area of law dealing with securities, which is the generic term
for shares of stock, bonds and debentures issued by corporations and
governments to evidence ownership and terms of payment of dividends
or final pay-off. They are called securities because the assets and/or
the profits of the corporation or the credit of the government stand
as security for payment. However, unlike secured transactions in which
specific property is pledged, securities are only as good as the future
profitability of the corporation or the management of the governmental
agency.
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